Compliance Challenges
Exporting companies and the executives charged with maintaining compliance are faced with many challenges. We have assembled below some examples of typical challenges, arranged in three categories.
Select the tab that matches your needs, then click on the category title to reveal more examples:
Policies & Procedures
- Is the corporate commitment to export controls strong and well coordinated?
- Is there adequate awareness of, and protection against, technology transfers?
- Is there a strong order processing system?
Essential Documents
- Does the company have an Export Management System (EMS) Manual?
- Does a proper commodity Classification Matrix exist?
- Are all the necessary Technical Documents current?
Compliance Safeguards
- Are there adequate resources for compliance training?
- Has an Internal Compliance Audit/Assessment been recently conducted?
- Are there appropriate Internal Notification procedures in place?
